Sarbanes-Oxley Act Primer

Review the Sarbanes-Oxley Act, widely considered one of the most important US Federal securities laws, and ensure your organization’s senior management complies with its regulations. To begin, you’ll learn about the origin and purpose of the Sarbanes-Oxley Act, the many provisions and obligations covered under this Act, and the potential penalties for non-compliance. The course also discusses the new trading restrictions under the Act, and the importance of audit committees and anonymous non-compliance submissions.

This course includes audio, bookmarking, links to additional resources, learning activities and quizzes to ensure your comprehension of the Sarbanes-Oxley Act. To receive a certificate of completion, you must pass a final test available at the end of the course.