Capital Market Compliance – Investor Protection

The”Capital Market Compliance – Investor Protection” course introduces the fundamentals of investor protection and explains the intricacies of customer advisory. You will learn to differentiate between customer categories and understand the specific obligations associated with each. This course also covers the three key types of business transactions and outlines the information disclosure requirements necessary for compliance.

With the help of interactive tasks and practical examples, you will solidify your understanding of investor protection practices. This training ensures you are prepared to apply investor protection principles effectively in real-world scenarios, making it ideal for professionals seeking to enhance their knowledge of compliance in financial advisory services.