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Gain an understanding of insider trading as well as the serious legal and financial consequences that your employees should be aware of. This course demystifies the definition of insider trading and the laws and key terms surrounding it. You will also discover who may be liable for insider trading as well as the severity of the penalties given for this illegal activity.
This course features learning activities, illuminating case studies and links to additional information for a complete learning experience. Take the final assessment at the end of the module to test how well you’ve learned.
In order to obtain a course certificate for NASBA CPE credits, please email info-nasba@opensesame.com with the following information:
Learner name:
Course title:
Completion date:
Course type: (online self study course)
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